Empowering Your Financial Success
Comprehensive Accounting & Regulatory Reporting for Broker-Dealers
Introducing fair packages with FINOP Series 27 Consulting Services!
Experience. Professionalism. Excellence.
Accounting Services for Broker-Dealers
FINOP Consultants, LLC provides nationwide outsourcing services for Financial and Operations Principal (FINOP/Series 27 consulting). Serving as your dedicated FINOP, we specialize in offering accounting services tailored specifically for small broker-dealers. Our solutions are designed to provide remote access, catering to professionals who are always on the go. Whether you’re a growing company or just starting out, we offer a comprehensive range of accounting services customized to meet your needs and budget.
What people say!
“FINOPCONSULTANTS.COM are true experts in their field. I would highly recommend them to any broker-dealer looking for reliable, knowledgeable FINOP support.”
Anonymous from USA “FINOPCONSULTANTS.COM were knowledgeable about FINRA accounting and practices, and made a complicated process feel straightforward.”
Ted L. from USA “I wanted to thank finopconsultants.com for their assistance. They converted my Quickbooks and got our books in order quickly and accurately.”
Tim M. from USA
Our Outsourced Services
- FINOP/Series 27 Consulting Services for Broker-Dealers
- Compliance Services for Broker-Dealers (Including AML Testing, Mock Audits, Startup B/D Applications, and Trade Surveillance)
- CFO and Related Accounting Services (Including Remote Hosting of Books and Records)
- Human Resources (PEO Services, Compensation Consulting, Comprehensive Employee Benefits, Payroll, Retirement, and More)
- Placement Services (Primarily Senior Level Accounting and Finance Search)
- Due Diligence Services (Including Identifying Acquisition Targets and Strategic Alliances)
- Tax Services
- Registered Investment Advisor Support Services
Why Choose FINOP Consultants?
As your trusted advisor, FINOP Consultants, LLC offers industry-specific expertise, including Series 27 consulting, to increase your chances of success. Our customized accounting services provide affordable financial expertise, with packages starting at $2,100 per quarter, specifically designed for new and established broker-dealers and registered investment advisors.
With over 50 years of combined experience, our specialized team is ready to handle all your FINOP and Series 27 consulting service needs. Contact us today for a free consultation and discover how we can support your business.
Receive a free consultation for your accounting needs.
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Hiring
FINOP outsourcing or FINOP consulting is hiring a part time consultant. To qualify you must pass a FINRA’s Series 27 or Series 28 exam.
Interested candidates can send their resume to edsamson@finopconsultants.com.